REGULATORY

Securities transactions are conducted through Salomon Brothers Securities Inc. ("SBS") a registered broker-dealer.  Certain transactions and advisory services are conducted through Salomon Brothers Strategic Advisors Inc ("SBSA"). SBS does not hold customer funds or maintain customer accounts.  Products and services that are not securities, or are permitted for sale in compliance with regulation, are offered through unregulated affiliates.

This website is not directed to any persons who resides in any state or jurisdiction where either: (i) SBS is not registered; or (ii) the securities are not registered for sale in the jurisdiction; or (iii)  or the securities or services may not be offered for sale in the jurisdiction.

This website is neither an offer to sell nor the solicitation of an offer to buy any security. Products are offered by prospectus or private placement memorandum only. These documents contain more complete information on fees, charges and other expenses, and should be carefully read and considered before investing or sending money. Past performance does not guarantee future results. Please remember that there is no assurance that the investment objectives will be achieved. Investing in any securities products involves certain risks, including the possible loss of principal. When liquidated, the investment may be worth more or less than the original cost.

This website may include statements concerning operations, prospects, strategies, financial condition, future economic performance and demand for our products or services, as well as our intentions, plans and objectives (particularly with respect to product and service offerings), that are forward-looking statements. These statements are based upon a number of assumptions and estimates which are subject to significant uncertainties, many of which are beyond our control. When used on our sites, words like “anticipates,” “expects,” “believes,” “estimates,” “seeks,” “plans,” “intends,” “will” and similar expressions are intended to identify forward-looking statements designed to fall within securities law safe harbors for forward-looking statements. The sites and the information contained therein do not constitute any offers or solicitations of offers for the sale of any securities (except for appropriately marked product prospectuses).

The website may contain information and press releases about us. We disclaim any duty or obligation to update this information or any press releases. Information about companies other than ours contained in the press release or otherwise, should not be relied upon as being provided or endorsed by us.

SBS is authorized to sell securities in the State of New York and to execute financial transactions in other states where regulation permits.  SBS is not a member of Finra and is not a member of SIPC.

Inquiries related to this information should be sent via the contact page of this website.